Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 8 Feb 2017)
-
- [FCA CF] Functions requiring qualifications (8 Feb 2017 to 4 Aug 2025)
-
- CF30 Customer (1 Nov 2007 to 7 Nov 2008)
- CF21 Investment Adviser (19 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2005 to 19 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.