Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 17 May 2017)
- [FCA CF] Manager of certification employee (since 19 Sep 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 19 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
- CF30 Customer (22 Feb 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 May 2017 to 31 Jan 2023)
- [FCA CF] Manager of certification employee (19 Sep 2016 to 31 Jan 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2023)
- CF30 Customer (6 May 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (16 Oct 2004 to 10 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.