Deirdre Elizabeth Flood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • SMF1 Chief Executive (9 Dec 2019 to 5 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 5 Apr 2022)
    • CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (16 Sep 2015 to 8 Jan 2018)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF1 Director (24 Jun 2014 to 8 Jan 2018)
    • CF30 Customer (30 Dec 2008 to 30 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.