Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2023)
- CF10 Compliance Oversight (9 Apr 2018 to 3 Oct 2019)
- CF11 Money Laundering Reporting (9 Apr 2018 to 3 Oct 2019)
- CF4 Partner (9 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.