Deirdre Anne O'Sullivan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 16 Feb 2021)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 16 Apr 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 16 Feb 2021)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 16 Apr 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (20 Nov 2020 to 22 Jan 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (9 May 2017 to 27 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2019)
    • CF30 Customer (17 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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