Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
    • CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 10 Nov 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
    • CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 10 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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