Deepak Sharma

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Jun 2011)
    • CF21 Investment Adviser (18 Mar 2005 to 9 Sep 2005)
    • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 18 Mar 2005)
  • Dee Sharma

    FRN 416944

    • (1)Employed By (since 8 Jun 2011)
    • (1)Employed By (8 Dec 2004 to 9 Sep 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 27 Jun 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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