Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
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HSBC Alternative Investments Limited
FRN 170423
- [FCA CF] Manager of certification employee (since 7 Sep 2023)
- [FCA CF] Client dealing (since 30 Jun 2020)
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 18 Apr 2023)
- [FCA CF] Client dealing (since 2 Jun 2020)
- CF30 Customer (7 May 2015 to 8 Dec 2019)
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- CF30 Customer (2 Jul 2013 to 22 Oct 2014)
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- CF30 Customer (30 Jun 2010 to 3 Jun 2013)
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- CF30 Customer (30 Jun 2010 to 3 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.