Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Jan 2025)
    • [FCA CF] Manager of certification employee (since 7 Sep 2023)
    • [FCA CF] Client dealing (since 30 Jun 2020)
    • [FCA CF] Manager of certification employee (since 18 Apr 2023)
    • [FCA CF] Client dealing (since 2 Jun 2020)
    • CF30 Customer (7 May 2015 to 8 Dec 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (2 Jul 2013 to 22 Oct 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (30 Jun 2010 to 3 Jun 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Jun 2010 to 3 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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