Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (14 Apr 2009 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 9 Apr 2009)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.