Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Prosperity Finance UK Limited
FRN 734849
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 27 Jul 2024)
- [FCA CF] Client dealing (27 Jul 2024 to 13 Jan 2026)
-
- CF1 Director (AR) (20 Dec 2023 to 24 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (17 Oct 2023 to 24 Jan 2024)
-
- Employed By (20 Dec 2023 to 24 Jan 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.