Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 29 Aug 2025)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • [FCA CF] Manager of certification employee (since 7 Oct 2024)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Significant management (13 Jun 2022 to 4 Apr 2024)
    • [FCA CF] Client dealing (13 Jun 2022 to 5 Oct 2024)
    • [FCA CF] Manager of certification employee (13 Jun 2022 to 5 Oct 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (13 Dec 2017 to 21 Sep 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 21 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Sep 2021)
    • CF30 Customer (30 Jul 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.