Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monmouthshire Building Society (no longer approved here)

    FRN 206052

    • SMF9 Chair of the Governing Body (19 Jun 2018 to 24 Aug 2022)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 May 2018)
    • CF2 Non Executive Director (18 Aug 2014 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF1 Director (12 Aug 2003 to 13 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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