Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (18 Aug 2021 to 31 Mar 2025)
    • [FCA CF] Material risk taker (18 Aug 2021 to 31 Mar 2025)
    • [PRA CF] Managing a material risk taker (18 Aug 2021 to 31 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2021 to 31 Mar 2025)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Client dealing (21 Oct 2019 to 21 May 2021)
    • [FCA CF] Manager of certification employee (21 Oct 2019 to 21 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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