Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Adam Hughes Wealth Management Ltd
FRN 946291
- (1)Employed By (since 29 Aug 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 Jun 2015)
- CF1 Director (AR) (9 Jul 2015 to 3 Sep 2024)
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- CF30 Customer (12 Sep 2008 to 1 Jun 2015)
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- CF21 Investment Adviser (14 Jan 2003 to 13 Oct 2005)
- CF22 Investment Adviser (Trainee) (15 Apr 2002 to 14 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.