Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 29 Aug 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 16 Jun 2015)
    • CF1 Director (AR) (9 Jul 2015 to 3 Sep 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (12 Sep 2008 to 1 Jun 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (14 Jan 2003 to 13 Oct 2005)
    • CF22 Investment Adviser (Trainee) (15 Apr 2002 to 14 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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