Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Credo Capital Limited
FRN 192204
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Sep 2022)
- CF10 Compliance Oversight (21 Jun 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 9 Jun 2017)
- CF11 Money Laundering Reporting (3 May 2006 to 8 Dec 2019)
- CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
- CF1 Director (20 Sep 2004 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (11 Jun 2004 to 12 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.