Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (24 Nov 2003 to 31 Jul 2005)
- CF11 Money Laundering Reporting (24 Nov 2003 to 31 Jul 2005)
- CF13 Finance (24 Nov 2003 to 31 Jul 2005)
- CF8 Apportionment and Oversight (24 Nov 2003 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.