Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Jan 2014 to 3 Nov 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Jun 2009 to 29 Mar 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Mar 2012)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (27 Jun 2006 to 18 Sep 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 3 May 2011)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 18 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.