Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eaton Mortgages and Protection Ltd
FRN 804700
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 1 Aug 2018)
- [FCA CF] Client dealing (1 Feb 2021 to 2 Feb 2021)
- [PRA CF] Key function holder (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] Benchmark submission and administration (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] CASS oversight function (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] Manager of certification employee (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] Significant management (1 Dec 2020 to 2 Dec 2020)
- Responsible for Insurance Mediation (1 Aug 2018 to 30 Sep 2018)
- CF1 Director (1 Aug 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
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- CF1 Director (AR) (2 Mar 2015 to 3 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
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