Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • SMF18 Other Overall Responsibility (16 Jul 2025 to 4 Sep 2025)
    • [FCA CF] Material risk taker (1 May 2025 to 16 Jul 2025)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Material risk taker (1 Feb 2023 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Jan 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Material risk taker (1 Feb 2023 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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