Deborah Chapman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 3 Jun 2020)
- [FCA CF] Client dealing (since 3 Jun 2020)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
Wichert Associates Wealth Management LLP (no longer approved here)
FRN 759706
- Employed By (27 Oct 2016 to 4 Apr 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (25 Jun 2015 to 31 May 2017)
- CF30 Customer (17 Jun 2015 to 4 Apr 2019)
Wichert Associates Ltd (no longer approved here)
FRN 434848
- Employed By (25 Jun 2015 to 4 Apr 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.