Deborah Ann Cardona

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (19 Apr 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Oct 2016 to 28 Feb 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (182)Employed By (22 Oct 2016 to 28 Feb 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 25 Sep 2013)
    • CF21 Investment Adviser (7 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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