Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (8 Jun 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.