Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Manager of certification employee (15 May 2024 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (13 Mar 2024 to 15 May 2024)
    • [FCA CF] Material risk taker (1 Jul 2022 to 31 Dec 2025)
    • SMF3 Executive Director (25 May 2022 to 13 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (16 Dec 2013 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (19 May 2004 to 16 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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