Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Straker Financial Services Ltd
FRN 939746
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 25 Mar 2021)
- Responsible for Insurance Distribution (since 25 Mar 2021)
- SMF16 Compliance Oversight (since 25 Mar 2021)
- SMF3 Executive Director (since 25 Mar 2021)
- [FCA CF] Benchmark submission and administration (since 25 Mar 2021)
- [FCA CF] CASS oversight function (since 25 Mar 2021)
- [FCA CF] Client dealing (since 25 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2021)
- [FCA CF] Significant management (since 25 Mar 2021)
- [PRA CF] Key function holder (since 25 Mar 2021)
- Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.