Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HUGHES FIRMAN OVEL ASSET MANAGEMENT LIMITED
FRN 469482
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (13 Oct 2010 to 8 Dec 2019)
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- CF30 Customer (20 Jul 2009 to 15 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 21 Jul 2009)
- CF21 Investment Adviser (9 Dec 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.