Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (31 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2006 to 31 May 2007)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF27 Investment Management (3 Dec 2004 to 5 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.