Dean Timothy Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2021)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Apr 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Apr 2021)
    • CF30 Customer (8 May 2009 to 8 Apr 2021)
    • CF1 Director (AR) (8 May 2009 to 8 Apr 2021)
  • Harris & Associates (no longer approved here)

    FRN 178861

    • (2)Employed By (11 Jun 2002 to 19 Nov 2004)
  • Harris & Associates Financial Consultants Ltd (no longer approved here)

    FRN 213121

    • (13)Employed By (1 Dec 2001 to 19 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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