Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RCI Financial Services Limited
FRN 312330
- [FCA CF] Significant management (since 26 Sep 2024)
- [FCA CF] Manager of certification employee (26 Sep 2024 to 28 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Apr 2024 to 11 Sep 2024)
- SMF18 Other Overall Responsibility (2 Feb 2024 to 1 Jul 2024)
- [FCA CF] Significant management (9 Dec 2019 to 17 Apr 2024)
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- [FCA CF] Manager of certification employee (12 Sep 2024 to 17 Sep 2024)
- [FCA CF] Significant management (12 Sep 2024 to 17 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (26 Apr 2024 to 17 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.