Dean Spencer Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Trusted Mortgage Company Limited

    FRN 947737

    • (1)Employed By (since 26 Apr 2021)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 May 2015)
    • CF30 Customer (since 6 Jan 2011)
  • Williams Wealth Consultancy Limited

    FRN 538661

    • Employed By (since 29 Apr 2015)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (26 Apr 2021 to 2 Aug 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
    • CF21 Investment Adviser (29 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.