Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 5 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Sandpiper Mortgages Ltd
FRN 756602
- (1)Employed By (since 5 Apr 2022)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2018)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.