Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (43)Employed By (since 21 Feb 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Aug 2011)
    • CF1 Director (AR) (8 Aug 2011 to 2 Mar 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
    • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2004 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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