Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (16 Apr 2019 to 8 Dec 2019)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • SMF9 Chair of the Governing Body (11 May 2021 to 30 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 Oct 2022)
    • CF2 Non Executive Director (23 Jul 2018 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 1 Apr 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (7 Jan 2008 to 1 Apr 2014)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF2 Non Executive Director (21 Dec 2004 to 24 Nov 2006)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (22 Jan 2002 to 31 Oct 2007)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.