Dean Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Sep 2017)
    • CF30 Customer (since 25 Sep 2017)
  • Richardson Wealth Associates Ltd

    FRN 789156

    • (1)Employed By (since 25 Sep 2017)
  • Salisbury House Limited (no longer approved here)

    FRN 169496

    • (24)Employed By (13 Apr 2016 to 5 Sep 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Apr 2016 to 5 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (24)Employed By at Salisbury House Limited