Dean Nurthen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Client dealing (18 Jan 2018 to 31 May 2019)
- CF30 Customer (2 Jun 2014 to 6 Mar 2016)
- CF21 Investment Adviser (20 Feb 2003 to 15 Jun 2005)
- CF22 Investment Adviser (Trainee) (23 Dec 2002 to 20 Feb 2003)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY
FRN 114724
- [FCA CF] Client dealing (since 22 Aug 2018)
The Royal Bank of Scotland International Limited
FRN 760675
- [FCA CF] Client dealing (since 22 Aug 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.