Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 23 May 2023)
    • SMF3 Executive Director (since 23 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Nov 2016 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jun 2015 to 15 Nov 2016)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (7 Jan 2008 to 1 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

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