Dean Matthew Foreman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GATE CAPITAL GROUP LTD. (no longer approved here)
FRN 189170
- CF4 Partner (AR) (25 Jul 2016 to 17 Mar 2017)
- CF30 Customer (4 Mar 2014 to 17 Mar 2017)
Moore & York Financial Services Ltd (no longer approved here)
FRN 215062
- (2)Employed By (22 Nov 2013 to 17 Apr 2014)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (22 Nov 2013 to 17 Apr 2014)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 10 Dec 2012)
- CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (14 Sep 2004 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 4 Oct 2005)
Titan Financial Services (no longer approved here)
FRN 403461
- Employed By (14 Sep 2004 to 10 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.