Dean Martin Barham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Dec 2023)
    • CF30 Customer (since 20 Oct 2023)
    • CF1 Director (AR) (since 20 Oct 2023)
  • TenetLime Limited

    FRN 311266

    • CF1 Director (AR) (since 10 Nov 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2023)
    • CF1 Director (AR) (24 Nov 2014 to 20 Dec 2023)
    • CF30 Customer (19 Jun 2009 to 20 Dec 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (3 Mar 2004 to 5 Aug 2005)
    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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