Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF7 Sole Trader (AR) (8 Feb 2006 to 25 May 2006)
    • CF1 Director (AR) (30 Sep 2004 to 25 Jan 2006)
    • CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
    • (22)Employed By (since 8 Jun 2006)
  • ADA Independent Financial Services Limited (no longer approved here)

    FRN 212006

    • Employed By (6 Oct 2005 to 10 Feb 2006)
  • Dean Jowett Independent Financial Adviser (no longer approved here)

    FRN 439936

    • Employed By (3 Oct 2005 to 8 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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