Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lighthouse Advisory Services Limited
FRN 195199
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF7 Sole Trader (AR) (8 Feb 2006 to 25 May 2006)
- CF1 Director (AR) (30 Sep 2004 to 25 Jan 2006)
- CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
-
Lighthouse Financial Advice Limited
FRN 225502
- (22)Employed By (since 8 Jun 2006)
-
- Employed By (6 Oct 2005 to 10 Feb 2006)
-
- Employed By (3 Oct 2005 to 8 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.