Dean John Palin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited

    FRN 197008

    • [FCA CF] Client dealing (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 6 Feb 2024)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Material risk taker (8 Dec 2023 to 14 Dec 2023)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • [FCA CF] Client dealing (4 Feb 2021 to 6 Feb 2024)
    • [FCA CF] Manager of certification employee (4 Feb 2021 to 6 Feb 2024)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2004)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2004)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2004)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.