Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 May 2012)
    • CF30 Customer (since 10 Jul 2009)
    • (2)Employed By (since 10 Jul 2009)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (3 Mar 2006 to 20 Apr 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2005 to 3 Mar 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (14 May 2004 to 8 Apr 2005)
    • CF22 Investment Adviser (Trainee) (5 Feb 2004 to 14 May 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Jan 2003 to 12 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.