Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 28 May 2012)
- CF30 Customer (since 10 Jul 2009)
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Dean J. Last Wealth Management Ltd
FRN 503413
- (2)Employed By (since 10 Jul 2009)
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- CF21 Investment Adviser (3 Mar 2006 to 20 Apr 2007)
- CF22 Investment Adviser (Trainee) (17 May 2005 to 3 Mar 2006)
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- CF21 Investment Adviser (14 May 2004 to 8 Apr 2005)
- CF22 Investment Adviser (Trainee) (5 Feb 2004 to 14 May 2004)
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- CF21 Investment Adviser (27 Jan 2003 to 12 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.