Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF26 Customer Trading (28 Jun 2005 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.