Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 29 Mar 2023)
- CF30 Customer (since 16 Mar 2023)
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Dean Wills
FRN 992409
- Employed By (since 16 Mar 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
- CF30 Customer (26 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (25 Nov 2015 to 20 Oct 2016)
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- CF30 Customer (16 Apr 2010 to 18 Apr 2011)
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- CF30 Customer (1 Nov 2007 to 19 Mar 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.