Dean David Coates

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McMillan Financial Advice Limited
FRN 1013458
- (2)Employed By (since 28 Feb 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Apr 2021)
- CF30 Customer (since 19 Apr 2021)
Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- [FCA CF] Functions requiring qualifications (21 Oct 2020 to 9 Apr 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (28 Nov 2011 to 8 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.