Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Nov 2007 to 29 Jul 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Jun 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (26 Apr 2004 to 1 Jul 2007)
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- CF29 Significant management (1 Nov 2007 to 8 Mar 2010)
- CF1 Director (29 Jun 2007 to 3 May 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2005 to 31 Oct 2007)
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- CF17 Significant Mgt (Other Business Operations) (26 Apr 2004 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.