Dean Catton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Manager of certification employee (since 10 Mar 2023)
- [FCA CF] Client dealing (since 2 Sep 2021)
BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Manager of certification employee (since 10 Mar 2023)
- [FCA CF] Client dealing (since 2 Sep 2021)
BlackRock International Limited
FRN 178638
- [FCA CF] Manager of certification employee (since 10 Mar 2023)
- [FCA CF] Client dealing (since 2 Sep 2021)
BlackRock Institutional Trust Company, N.A.
FRN 409343
- [FCA CF] Manager of certification employee (since 10 Mar 2023)
- [FCA CF] Client dealing (since 2 Sep 2021)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- [FCA CF] Client dealing (1 Mar 2017 to 28 Feb 2021)
Five Arrows Managers LLP (no longer approved here)
FRN 216145
- CF30 Customer (1 Nov 2007 to 2 Mar 2009)
- CF26 Customer Trading (23 Jul 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.