Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Parlett Financial Limited
FRN 650237
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF30 Customer (24 Mar 2015 to 8 Dec 2019)
- CF1 Director (24 Mar 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
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- Employed By (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.