Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • [FCA CF] Material risk taker (1 Jan 2024 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
    • CF1 Director (27 Nov 2002 to 23 Jan 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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