Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (23 Aug 2021 to 22 Dec 2022)
    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 22 Dec 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 22 Jan 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (3 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 3 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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