Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shard Capital Partners LLP
FRN 538762
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
- [FCA CF] Algorithmic trading (since 8 Mar 2021)
- [FCA CF] Client dealing (since 8 Mar 2021)
- CF4 Partner (24 Jun 2015 to 31 Dec 2016)
- CF30 Customer (24 Jun 2015 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (11 Apr 2002 to 11 Oct 2002)
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- CF22 Investment Adviser (Trainee) (5 Apr 2002 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.