Dean Andrew Bowen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2020)
    • CF30 Customer (19 Feb 2013 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (31 Jul 2002 to 25 Apr 2003)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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